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A fully licensed Series 7 & 66 agents may receive compensation in the form of commissions for executing orders through a broker dealer and may also receive fee-based compensation for giving advice while representing an investment adviser. Copyright © 2020 PrepCafe Solutions. Reasonably priced course package for any learning style or budget, Backed by renowned financial publisher John Wiley & Sons. 5% Discount on all NISM Workbooks only at PrepCafe Online Book Store. Prime members enjoy FREE Delivery and exclusive access to music, movies, TV shows, original audio series, and Kindle books. 5) Our series 7 video course follows our books chapter by chapter and topic by topic The MSRB has no enforcement arm and its only function is to write rules and test questions. The other 10 questions are experimental and could appear in any position within the actual test. To calculate the overall star rating and percentage breakdown by star, we don’t use a simple average. 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